Laws and guidelines regulating research documentation
KI research documentation is subject to international and national legislation, and to local legislation.
Depending on the funding body and type of research, different rules apply. Common examples are:
- Biobank Act (sv. Lag (2002:297) om biobanker i hälso- och sjukvården m.m.). Documentation relating to biobank samples and biobanking can be divided into two different categories: metadata connected to the samples themselves and biobank agreements connected to the study.
To perform research on biobank samples, the following is required: approved ethics application, research person information with informed consent, approved biobank application, notification of processing of personal data and eventually MTA.
- Ethical Review Act (sv. Lag (2003:460) om etikprövning av forskning som avser människor)
Are you going to perform studies with research subjects, human tissue or sensitive personal information? If so, an ethics application is required.
An important part of the application concerns the information that is given to the participants in the study. For more information see the human ethics application page
- Animal Welfare Act (sv. Djurskyddslag (1988:534))
It is the Swedish Board of Agriculture (Jordbruksverket) which is the supervisory authority for animal studies. At Karolinska Institutet it is important to work actively with the 3 R principle (replace, reduce and refine) when planning animal based research.
The animal ethics permit lasts for a maximum of five (5) years and is also needed for pilot studies. But this is not the only documentation or permit needed for animal based research. It is also necessary to document the numbers of animals used, certificates for education and training and of course the animal records. Depending on the animal used, the animal records may be individual or group based and the details they should contain is specified in special regulations called L-150, these can also be found on the Swedish Board of Agriculture’s web page.
Also, in some cases export control regulations might be relevant:
Transfer of technology using electronic media (for example via e-mail or via the Internet) to a destination outside the EU is defined as export. Scientific publication as well as oral transmission of technology is also covered by the export control regulations. Export control may be relevant for KI:s researchers in, for example, international research projects where it is important that the responsibility for possible export licenses are regulated in the agreements. Another example is when KI employees participate in international conferences. Anyone who exports products and/or technology from the country is obliged to find out if these are classified as dual-use items. Even if a license is not required for transfer within the EU, there is an obligation to provide information if it concerns dual-use items. For more information see https://staff.ki.se/export-control-of-dual-use-items.
Additional laws, guidelines, and ethics codes regulating research, with potential impact on research documentation, are collected at the Codex page.
KI guidelines for research documentation
Guidelines for research documentation valid from 2021-01-26.
Good research practice
Research should be conducted in accordance with the general rules of good research practice, for example:
- Integrity - researchers should work with honesty and respect, and strive to eliminate fraud and misconduct.
- Transparency - research should be as open as possible (without violating individual privacy, intellectual property, laws and regulations).
- Policy and legislation - all researchers must be aware of the legal requirements for their research and the general rules and guidelines in their respective fields.
- Ownership and use - should be clarified from the beginning (especially important in collaborative projects), both for the project and for future research. Proper documentation of the research is important.
- Distribution and publication of results - not only in academia but also for the general public (the so-called "third mission", sv. Tredje uppgiften).
- Ethical practices in research involving humans and other animals - rules must be followed. This includes the necessary approvals of the relevant ethics committees prior to the start of the research project.